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48 pages 1 hour read

T. Rex and the Crater of Doom

Nonfiction | Book | Adult | Published in 1997

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Chapters 3-5Chapter Summaries & Analyses

Chapter 3 Summary: “Gradualist versus Catastrophist”

Early geologists based their understanding of Earth’s past on the chronology outlined in the Bible and thus assumed that Earth was only a few thousand years old. In addition, early geologists were catastrophists: They assumed that massive geological formations like the Alps could only have been created by sudden, violent changes since they a few thousand year would not have allowed for such formations to develop slowly. Once geologists stopped relying on Biblical accounts, they began to theorize that Earth was much older. In the 19th century, geologists James Hutton and Charles Lyell introduced uniformitarian thinking in geology given that Earth was an ancient planet that likely formed through gradually changes over time.

In trying to understand geological processes, 19th century geologists began to carefully map the different types of rock surfaces in different locations of the world. This endeavor yielded many discoveries that advanced industrialization and technology, revealed minerals and oil, and helped geologists understand thrust faults. Their painstaking work provided a “rock record” that modern geologists use to build on this knowledge.

Alvarez recalls training in geology as a graduate student at Princeton. There, he was taught from a uniformitarianism perspective, which dictated that Earth formed through gradual, tiny changes over time. Following the slogan “The present is the key to the past” (47), Alvarez considered how modern ecosystems hold clues to how ancient ones functioned and the deposits they left behind. However, this view, while valuable, was overly biased toward gradual change and neglected to consider how catastrophes may have also played a role in shaping Earth.

Even when confronted with sudden changes in rock layers, early geologists like Lyell maintained that Earth formed gradually and that the rate of species change was constant. When Darwin wrote On the Origin of Species in the 1830s, he incorporated Lyell’s work into his, arguing that species evolution always happened at the same slow, gradual rate. Darwin’s opinion strongly influenced geologists and entrenched uniformitarianism into the discipline for many years to come. In the early 20th century, geologists occasionally proposed catastrophic explanations for natural phenomena, but their colleagues dismissed them.

In the late 1960s, astronauts ventured to the moon and took close-up images and samples. Space scientists and geologists realized that the moon was covered with impact craters and that asteroid impacts must have been a common part of the solar system. They soon saw the same evidence on other planets and moons. Gene Shoemaker, a founding figure in impact geology, studied these impact sites and researched the Meteor Crater in Arizona. However, geologists clung to uniformitarian thinking and ignored space impacts, partly because they were tackling new discoveries in plate tectonics.

While geologists had accepted evidence that showed that tectonic plates could move vertically upwards, they had rejected the notion that they could move horizontally until the 1960s, when they recognized that Earth has plates that shift on top of hot magma. Throughout the 1970s, geologists used this new knowledge to reinvigorate their exploration of continents and ocean depths. This reinforced uniformitarianism because tectonic plates clearly moved very slowly. A tiny fraction of geologists, who researched the moon and other planets, acknowledged the growing evidence of asteroid impacts.

In university, Alvarez had only vaguely learned about the dinosaurs’ extinction, and scientists had not formulated any clear arguments to explain it. Few geologists were interested in pursuing this mystery, since they assumed that all species go extinct eventually and that the dinosaur extinction happened gradually over millions of years as a natural process. Canadian geologist Dale Russell, however, had studied the rock layers from the Cretaceous period, and in the early 1970s he asserted that a catastrophic event must have killed the dinosaurs; he proposed that a supernova explosion was the cause. Most geologists did not take Russell’s suggestion seriously, but new evidence soon made them reconsider it.

Chapter 4 Summary: “Iridium”

Alvarez continued to ponder the abrupt change in foraminifera in the Cretaceous and Tertiary layers of rock in Gubbio, Italy, as well as the thick layer of clay that separated them. He consulted with his father, Luis W. Alvarez, a Nobel prize-winning physics professor at the University of California, Berkeley. Alvarez wondered how they should try to date and interpret the clay layer. If the layer was deposited in a short amount of time, he felt that this would indicate a sudden change in Earth and an abrupt extinction event.

Alvarez’s father put him in touch with Richard Muller, a physicist at Berkeley who was an expert on dating rocks. They believed that measuring the isotope Beryllium-10 in the clay would help them date it accurately. Unfortunately, they soon learned that this isotope decayed too quickly to reveal the age of the clay. Alvarez was disappointed by this dead-end; however, this tantalizing opportunity only made him more excited about researching what really happened to cause the KT boundary.

He began a permanent job as a professor at the University of California, Berkeley, and continued to collaborate with his father on researching the mass extinction. Their formal research question was, “Did the clay bed represent a few years, or a few thousand years?” (64). To do so, they needed to find minerals in the clay that had been deposited into the limestone and the clay bed at a constant rate. Meteorite dust constantly settles on Earth, so the Alvarezes looked for the platinum-group elements that could have been deposited from this dust. If the clay bed had formed rapidly, in just a few years, Alvarez guessed it would be free of these elements. If it had formed over thousands of years, however, they would find some meteor-derived platinum-group elements—particularly iridium.

Alvarez consulted with Frank Asaro, a nuclear chemist who also worked at Berkeley, to perform an analysis on the Gubbio rock samples. The results shocked both Asaro and Alvarez: The clay sample contained an unusually high amount of iridium. They wondered what could have caused so much iridium to enter the clay and considered interstellar dust and gas, a supernova explosion, or a meteor impact. To verify that this was a global, not local, phenomenon, Alvarez and Asaro studied the clay from a site in Denmark and found a similar amount of iridium.

The author entertained the possibility that, as Dale Russell suggested, radiation caused by a supernova explosion killed the dinosaurs and other animals. Supernova explosions are sudden and create intense light and radiation. While such explosions were essential to Earth’s formation (given that Earth began as debris from this kind of explosion), if such an explosion occurred near Earth, it would change the climate and dangerously radiate plants and animals (72). This explanation seemed possible to astronomers and physicists but was unimpressive to geologists, who preferred uniformitarianism thinking and did not understand how a supernova’s activities would be preserved in the rock.

Asaro and his colleague Helen V. Michel analyzed the samples for plutonium-244, which a supernova explosion would deposit. Their tests were positive, and Alvarez and his father inferred that this was proof that a supernova explosion had killed the dinosaurs. However, to their great disappointment, in a second analysis with new samples, no plutonium-244 was present, so they ruled out the supernova theory. Alvarez considered the possibility of a giant asteroid impact, but was skeptical about whether this was really enough to cause a global mass extinction event that killed off about half of all species. A year passed, and he and his father continued to discuss the problem. As Alvarez continued his research in Italy, his father began to consider the impact hypothesis more seriously as he thought about how much dust it would generate and the indirect effects it would have on the whole planet.

Alvarez presented his findings on the KT boundary clay bed at a conference in Copenhagen, Denmark; however, he was cautious about articulating their latest hypothesis, the impact theory. He anticipated much criticism and controversy about his ideas. At the conference, Dutch geologist Jan Smit revealed to Alvarez that he, too, was intrigued by the KT boundary clay layer and that he had also done an analysis that revealed high iridium levels in the clay. Alvarez was grateful that Smit was willing to share his knowledge openly and did not rush to publish his own study in order to take credit for the idea. Soon after the conference, more geologists began to publish their own iridium findings, adding support to Alvarez’s findings. Before they could prove that an asteroid impact caused these changes, however, Alvarez and his colleagues had much more work to do.

Chapter 5 Summary: “The Search for the Impact Site”

Throughout the 1980s, the impact hypothesis intrigued geologists, hundreds of whom weighed in by publishing their own papers and theories. Professionals from other disciplines, such as geochemists, paleontologists, and astronomers, were also interested in this mystery and brought their own expertise to the research. In 1981, Alvarez participated in a meeting in Utah where earth science professionals from these different backgrounds convened to discuss the research and learn how to communicate with each other. Alvarez found this collaboration enjoyable and necessary to solve the impact question. In the broader field of geology, most of the debate about the impact hypothesis was civil, but the theory’s controversial nature sparked conflict among some geologists. Because of the media interest in the research, people outside the field became more aware of the ongoing research and debate.

Instead of presenting the events through the lens of who was right and who was wrong, Alvarez prefers to focus on the mystery that geologists and other professionals solved together: the location of the impact crater. He compares nature to a mystery writer who left tantalizing but often confusing clues about the location. One critic of the theory was Bill Clemens, who did field work in Montana and specialized in dinosaur remains from the late Cretaceous period. Clemens sent in samples from this region that, like the other samples, revealed iridium at the time of dinosaurs’ extinction. Alvarez noted that no dinosaur bones were found above the KT boundary layer, indicating that the event that deposited the iridium in the clay must have killed the dinosaurs. He and Clemens disagreed about what this indicated. Similarly, geologist Chuck Pillmore found dinosaur footprints in New Mexico below the KT boundary but none above it. The fossil record of other creatures, such as ammonites, likewise shows that they were abundant before the KT boundary and disappeared afterward.

By 1980, geologists had identified over 100 craters on Earth, and Canadian geologist Richard Grieve had made a list of craters that asteroid impacts definitively caused. Alvarez was puzzled because none of these craters seemed big enough to fit his hypothesis; he estimated that such a crater should be 150-200 km wide. Earth’s existing craters are all relatively recent, because early impact sites have long been obscured through the constant movement of Earth’s plates and changes on its surface. Alvarez believed that such a huge crater should be obvious if it was on land, so he inferred that it was either covered by ice near the poles, sunk in the ocean, or destroyed by plate tectonic movements. An asteroid impact would create totally different effects and debris depending on whether it landed on a continent or an ocean, since their crusts have different minerals and chemicals.

Jan Smit found debris from the “target rock,” that is, the rock that the asteroid hit, in samples from Caravaca, Spain. He called these little white, round grains “spherules,” and he was surprised to discover that they contained a rare mineral called sanidine and had a feathery structure. In addition, Smit’s analysis revealed that the target rock was oceanic crust, so Alvarez deduced that the crater should be in the ocean. He wondered if the crater could be in a remote and unexplored part of the ocean floor, but because about 20% of the ocean floor of the Cretaceous period has since been subducted, or “swallowed up into the deep Earth” (95), Alvarez realized that they may never locate the crater at all. Then, other geologists found quartz that the impact’s shock waves had affected, a discovery that pointed toward continental impact.

In hindsight, Alvarez admits that nature had “fooled” him and that he had come to an obvious conclusion without considering other factors. He explains that the asteroid actually landed on a piece of continental crust in the Yucatan peninsula and melted this crust together with sedimentary rocks, creating a chemical makeup similar to oceanic crust.

In the 1980s, geologists fell into one of two camps: those who believed that the mass extinction was caused by an asteroid impact, and those who blamed volcanic activity, namely from the Deccan traps in India. Some experts further muddied the waters by suggesting that mass extinctions happen at periodic intervals, potentially because of an unknown companion star to the sun whose activity could trigger comet showers at regular intervals. However, such a hypothetical companion star has never been found.

Alvarez’s research continued, and he and his team responded to numerous challenges and criticisms of their theory. By sampling more rocks, Alvarez confirmed that the iridium deposits at the KT boundary were anomalous. They then entertained the idea that they might need to find several small craters rather than one large one, reflecting the possibility that a comet shower could impact Earth via multiple asteroids over the course of a million years. Around this time the team located a crater site about 35 km across in the town of Manson, Iowa, that dated to the late Cretaceous period. Alvarez then believed that the mass extinction could have been triggered by two impact hits, the one in Manson, and one in an ocean crust that had since disappeared.

Chapters 3-5 Analysis

In these chapters, Alvarez thematically develops The Scientific Process of Discovery by carefully recounting the tumultuous process of piecing together Earth’s clues as he tried to verify the impact theory. By detailing his satisfying triumphs and numerous disappointments, Alvarez emphasizes that confusion and failure are inherent parts of the scientific process. He recalls how retesting rock samples for plutonium-244 was deeply disappointing because it nullified their supernova radiation theory:

There was shock and bitter disappointment as we stared at the numbers in disbelief. There was absolutely no trace of plutonium-244 in the clay this time. None whatsoever. A careful analysis of the experiment made it clear that the supernova hypothesis was dead (73-74).

Alvarez’s many anecdotes about the scientific process reveal how scientists interpret physical evidence and then use these observations to articulate specific research questions. He connects his careful observations about the rock layers at Gubbio and other sites to the hypotheses and research questions that he and his team pursued. For instance, Alvarez explains how they decided to evaluate how long the clay layer at the KT boundary took to form

The question was now precisely formulated: Did the clay bed represent a few years, or a few thousand years? It was also formulated in a way that would tell us something interesting about the extinction event: Were the limestone-producing organisms out of action for a few thousand years, or had there been a few years of abnormally rapid clay deposition? (64).

Alvarez’s research advanced incrementally, each new study leading to a new question and a new impetus for further research. By describing the various questions and possibilities that he considered at the time, Alvarez shows how scientists must remain open-minded when dealing with uncertainties in their work. For instance, he entertained numerous possibilities to explain the presence of iridium in the KT boundary rock:

Did it come from an impacting asteroid or comet? Or could there be a noncatastrophic explanation? Maybe the iridium was deposited from seawater somehow. Or maybe the Earth had encountered a cloud of interstellar dust and gas. What could possibly explain all that iridium? (68-69).

These discussions reveal Alvarez’s persistent nature and passion for solving the mystery of the dinosaur extinction. He recalls how frustration and curiosity fueled his continued studies to link the physical evidence in the rock record to the extinction of the dinosaurs: “For over a year we had searching discussions which always ended in frustration, and I would lie awake at night, thinking, ‘There just has to be a connection between the extinction and the iridium. What can it possibly be?’” (76). While Alvarez’s process of discovery was slow and often disappointing, he remained passionate about finding the answer to this great scientific question. He reflects on his tumultuous research in this decade: “Looking back on the 1980s, it almost seems as if nature was a skilled mystery writer, setting up a series of clues to be as misleading as possible” (85). By comparing nature to a mystery writer, he emphasizes how the answers to his questions were far from obvious: He had to persistently follow nature’s clues and use its answers to ask new questions.

The author’s exploration of science and discovery underscores the value of interdisciplinary collaboration. Alvarez demonstrates how collaborating with other Earth and space scientists helped him articulate his ideas, test his hypotheses, and troubleshoot his failures. For example, consulting other Berkeley scientists such as Richard Muller, Frank Asaro, and Helen V. Michel helped Alvarez gain insight into how to direct his research. Discussing his questions with his physicist father, Luis Alvarez, was likewise enormously helpful, and the elder Alvarez could continue their research while Walter was busy with other work. The author remembers his father’s ongoing contributions: “Dad worked hard at finding a global killing mechanism. Day after day he would come up with scenarios and would try them out on Frank Asaro, Rich Muller, and another of his young colleagues, Andy Buffington” (76).

Keeping an open mind about other geologists’ new ideas was similarly helpful to Alvarez. For instance, he credits Dale Russell with first articulating a catastrophic hypothesis to explain the dinosaur extinction; Russell believed that a supernova’s radiation could have caused the die-off. The author highlights how Russell’s creative thinking, while unwelcome in the field at the time, helped inspire him to continue his own hypothesizing about the extinction event:

It was a catastrophic hypothesis, contradicting all the training and experience of geologists and paleontologists. Dale’s colleagues snickered quietly and ignored him. But the time was coming for Dale Russell’s view of sudden extinction due to extraterrestrial causes, and soon there would be a flood of research which would sweep away the strict doctrine of uniformitarian geology (58).

By arguing that interdisciplinary work yields better research and discoveries, Alvarez emphasizes the importance of clear communication and collaboration between professionals in different fields of study. He maintains that the small, informal meeting of different professionals in Utah in 1981 “gave birth to a unique scientific culture” (82) in which everyone freely shared knowledge and asked questions. By teaching each other their disciplines’ jargon and the “very different folkways and languages of each scientific tradition, these experts were able to break down boundaries between their specializations and work toward a common goal” (83). By describing this process and naming his collaborators, Alvarez shares credit for the discoveries with his many colleagues and invites readers to consider how interdisciplinary work moves science forward.

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